崗位描述

1. Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued by the regulators for licensed persons;
2. Handle license applications and provide advice on licensing issues;
3. Review and revise business plan for approval by regulators;
4. Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes;
5. Keep abreast of, monitor, and analyze developing trends and changes in regulatory compliance laws, rules and regulations, and advise clients of the operational impact of such trends and changes;
6. Handle FATCA related matters;
7. Perform ad-hoc assignments as assigned.

任職資格

1. Bachelor's Degree or above;
2. At least 6 years relevant working experience in handling complicated compliance issues is essential;
3. Familiar with primary and secondary market trading systems;
4. Good knowledge of SFC regulations, guidelines and market practices;
5. Good command of both written and spoken English and Chinese (including fluency of Mandarin);
6. Proficient in MS Office, including Word & Excel and Chinese word processing is required;
7. Immediate availability is highly preferred.

應(yīng)聘方法

請(qǐng)有意向報(bào)名的人員將個(gè)人履歷送至 [email protected]郵箱，郵件請(qǐng)注明具體應(yīng)聘崗位。我們將嚴(yán)格為應(yīng)聘者保密。